Compliance & Audit

Unifi’s Portfolio Management Service is regulated by the Securities and Exchange Board of India (SEBI). Unifi is a member of the National Stock Exchange of India (NSE) and is licensed to offer Portfolio Management (PMS) and Brokerage Services in equities and derivatives.

At Unifi, all customer accounts are audited annually by one of India's reputed firm of accountants. An audit certificate along with detailed financial statements is provided to the client by the auditor, in time to file tax returns. Unifi is committed to strict adherence of various regulations and believes that a strong culture of compliance is a source of competitive advantage in the long run.